Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Farzad Raufi | 6943330 | 1 | 07/02/2024 | Customer Dispute | Closed-No Action | $120,000.00 | $0.00 | See FINRA Report |
| Matthew Ryan Stucke | 4840895 | 6 | 07/02/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Kristopher Nintzel-O'Hare | 6256508 | 1 | 07/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Donald Evan Peabody | 2175218 | 4 | 07/02/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Vincent Roland Bailey | 1845517 | 4 | 07/02/2024 | Customer Dispute | Pending | $180,000.00 | $0.00 | See FINRA Report |
| Joseph Robert Weinbauer | 2714070 | 4 | 07/02/2024 | Customer Dispute | Pending | $180,000.00 | $0.00 | See FINRA Report |
| Michael John Meniktas | 3186445 | 1 | 07/02/2024 | Customer Dispute | Pending | $1,036,310.00 | $0.00 | See FINRA Report |
| Michael George Breard | 4501865 | 1 | 07/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jon M Urbach | 5308455 | 1 | 07/02/2024 | Customer Dispute | Pending | $426,273.00 | $0.00 | See FINRA Report |
| Tyler Layton Childs | 6057499 | 1 | 07/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |