Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hagin Gifford Richeson | 5380166 | 8 | 07/08/2024 | Customer Dispute | Pending | $100,001.00 | $0.00 | See FINRA Report |
| Lynn K Tsang | 5754911 | 1 | 07/08/2024 | Customer Dispute | Closed-No Action | $52,421.60 | $0.00 | See FINRA Report |
| Chadwick Taylor Bridgers | 2475641 | 1 | 07/08/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| David Richard Geake | 3088891 | 49 | 07/08/2024 | Customer Dispute | Pending | $325,000.00 | $0.00 | See FINRA Report |
| Stanley Lee Crisci | 2687393 | 3 | 07/08/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| John Burke Balcerzak | 2902873 | 1 | 07/08/2024 | Customer Dispute | Pending | $350,000.00 | $0.00 | See FINRA Report |
| Richard Calabrese | 1549013 | 3 | 07/08/2024 | Customer Dispute | Pending | $100,001.00 | $0.00 | See FINRA Report |
| Michael Edwin Magruder | 4579211 | 3 | 07/06/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Shane Michael Desherlia | 6800960 | 4 | 07/06/2024 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Shirley Ank Wong | 4869184 | 12 | 07/05/2024 | Customer Dispute | Pending | $210,000.00 | $0.00 | See FINRA Report |