Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason R Young | 3084079 | 2 | 07/09/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Eric Platnico | 2102086 | 7 | 07/09/2024 | Customer Dispute | Pending | $361,000.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Higgins | 2871443 | 9 | 07/09/2024 | Customer Dispute | Denied | $134,000.00 | $0.00 | See FINRA Report |
| Samuel Taylor Barden | 4323859 | 1 | 07/09/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael James Maniscalco | 2994430 | 1 | 07/09/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Sanderson | 1705784 | 4 | 07/09/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vince Dimaggio | 4524347 | 2 | 07/09/2024 | Customer Dispute | Denied | $38,892.00 | $0.00 | See FINRA Report |
| Donna Sudyn | 1777480 | 4 | 07/08/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Reginald Howell Robinson | 1963649 | 3 | 07/08/2024 | Customer Dispute | Pending | $100,001.00 | $0.00 | See FINRA Report |
| Yi Qin | 5581979 | 2 | 07/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |