Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Patrick Marshall | 6160543 | 1 | 07/12/2024 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| James Douglas Ramsey | 6719338 | 1 | 07/12/2024 | Customer Dispute | Denied | $11,200.00 | $0.00 | See FINRA Report |
| G Byron Frederick Abrigg | 2361084 | 1 | 07/11/2024 | Customer Dispute | Denied | $161,522.00 | $0.00 | See FINRA Report |
| Wendell Holmes Trapp | 6177720 | 12 | 07/11/2024 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Jordan Awoye | 6600772 | 1 | 07/11/2024 | Customer Dispute | Pending | $310,000.00 | $0.00 | See FINRA Report |
| Robert Parker Stoner | 4488302 | 1 | 07/11/2024 | Customer Dispute | Denied | $25,100.00 | $0.00 | See FINRA Report |
| Jack Robert Thacker | 2754773 | 19 | 07/11/2024 | Customer Dispute | Pending | $412,372.00 | $0.00 | See FINRA Report |
| Scott Jeffrey Mason | 1023965 | 7 | 07/11/2024 | Customer Dispute | Pending | $3,600,000.00 | $0.00 | See FINRA Report |
| Chad Christopher Zawacki | 2996799 | 2 | 07/10/2024 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Peter Joseph Strek | 2353842 | 1 | 07/10/2024 | Customer Dispute | Denied | $10,405.40 | $0.00 | See FINRA Report |