Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Adam Hanna | 1667471 | 2 | 07/15/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter T Po | 3106974 | 19 | 07/15/2024 | Customer Dispute | Pending | $210,000.00 | $0.00 | See FINRA Report |
| Michael David Sherrill | 1261298 | 5 | 07/15/2024 | Customer Dispute | Pending | $33,949.00 | $0.00 | See FINRA Report |
| Michael Jeremiah Mooney | 4037101 | 52 | 07/15/2024 | Customer Dispute | Settled | $101,464.00 | $0.00 | See FINRA Report |
| Michael Stephan Slabic | 2885893 | 1 | 07/15/2024 | Customer Dispute | Denied | $286,339.00 | $0.00 | See FINRA Report |
| Ryan Francis Callahan | 5718959 | 1 | 07/15/2024 | Customer Dispute | Denied | $22,419.00 | $0.00 | See FINRA Report |
| Drake J.D.H.K.N Medeiros | 6226094 | 1 | 07/15/2024 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| John Joseph Sullivan | 1643766 | 6 | 07/15/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Luke Michael Johnson | 3257008 | 32 | 07/12/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James M Vukovich | 4842997 | 1 | 07/12/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |