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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 123,432 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Rajesh Markan4553309309/04/2024Customer DisputePending$420,000.00$0.00See FINRA Report
John Howley Whalen1900188309/04/2024Customer DisputePending$5,000.00$0.00See FINRA Report
Megurditch Mike Patatian40470602109/04/2024Customer DisputePending$5,000.00$0.00See FINRA Report
Robert Edelman5652556109/04/2024Customer DisputePending$27,090.00$0.00See FINRA Report
Juan Rascon5631144309/03/2024Customer DisputeDenied$0.00$0.00See FINRA Report
Eugene Cebron Thompson4350479709/03/2024Customer DisputePending$350,000.00$0.00See FINRA Report
Drew Matthew Peacock5834481509/03/2024Customer DisputeSettled$16,694.60$0.00See FINRA Report
Kenneth Cecil Sledge824533208/30/2024Customer DisputePending$100,000.00$0.00See FINRA Report
Kirk A O'Brien4837590108/30/2024Customer DisputePending$45,000.00$0.00See FINRA Report
Chadwick Kingsley Watson2183286508/30/2024Customer DisputePending$100,000.00$0.00See FINRA Report

123,432 Results

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