Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Sanford Kruse | 716371 | 2 | 07/16/2024 | Customer Dispute | Pending | $810,000.00 | $0.00 | See FINRA Report |
| Robert Isaac Arensberg | 4199039 | 1 | 07/16/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Marc Frederick Korsch | 5525226 | 67 | 07/16/2024 | Customer Dispute | Pending | $55,000.00 | $0.00 | See FINRA Report |
| Henry Paul Jakobsze | 2792685 | 2 | 07/16/2024 | Customer Dispute | Denied | $650,000.00 | $0.00 | See FINRA Report |
| Kay Alison Johnson | 1583193 | 2 | 07/16/2024 | Customer Dispute | Pending | $2,610,000.00 | $0.00 | See FINRA Report |
| Ronald John Gubelman | 4555501 | 3 | 07/15/2024 | Customer Dispute | Pending | $38,000.00 | $0.00 | See FINRA Report |
| John Justin Woods | 1949233 | 59 | 07/15/2024 | Customer Dispute | Settled | $101,464.00 | $0.00 | See FINRA Report |
| Joshua Ryan Chabot | 5546420 | 1 | 07/15/2024 | Customer Dispute | Denied | $22,419.00 | $0.00 | See FINRA Report |
| George Reynolds Howard | 2958866 | 6 | 07/15/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Nolan Richard Baker | 2900826 | 2 | 07/15/2024 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |