Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chun Suk Elmejjad | 2508442 | 3 | 07/17/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Anthony John Pitta | 1958029 | 11 | 07/17/2024 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| David Allen Wampler | 2906256 | 2 | 07/17/2024 | Customer Dispute | Denied | $118,000.00 | $0.00 | See FINRA Report |
| Anthony J Divalerio | 1769652 | 1 | 07/17/2024 | Customer Dispute | Pending | $35,000,000.00 | $0.00 | See FINRA Report |
| Paul Glenn Daft | 7267787 | 1 | 07/17/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Wilson Kwok | 5083791 | 1 | 07/17/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Natalie V Kotroba | 2719947 | 2 | 07/17/2024 | Customer Dispute | Settled | $26,008.00 | $0.00 | See FINRA Report |
| Tracey Smith | 2668443 | 1 | 07/16/2024 | Customer Dispute | Pending | $488,428.00 | $0.00 | See FINRA Report |
| Jamie Theresa Nowakowski | 4472043 | 5 | 07/16/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Matthew Miller | 4782370 | 1 | 07/16/2024 | Customer Dispute | Denied | $174,788.00 | $0.00 | See FINRA Report |