Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Austin Richard Dutton | 2739167 | 37 | 07/18/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Stanley Morrison Cooper | 1667427 | 3 | 07/18/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Anthony John Pitta | 1958029 | 11 | 07/18/2024 | Customer Dispute | Pending | $60,000.00 | $0.00 | See FINRA Report |
| Norman Hugh Meyer | 3185642 | 4 | 07/18/2024 | Customer Dispute | Pending | $650,000.00 | $0.00 | See FINRA Report |
| Paul Michael Furlong | 2177795 | 5 | 07/18/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Steven Martinelli | 2590758 | 2 | 07/18/2024 | Customer Dispute | Pending | $3,000,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Hirthler | 1370229 | 1 | 07/18/2024 | Customer Dispute | Pending | $3,000,000.00 | $0.00 | See FINRA Report |
| Jeffrey Arthur Perryman | 2019969 | 6 | 07/17/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Daly | 3111426 | 1 | 07/17/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Woerdeman | 1220689 | 3 | 07/17/2024 | Customer Dispute | Denied | $91,705.00 | $0.00 | See FINRA Report |