Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Varshil P Sanghavi | 5676679 | 1 | 07/19/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Michael Edwards | 2317865 | 1 | 07/19/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry Steven Marks | 704929 | 3 | 07/19/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Aulicino | 1225947 | 1 | 07/19/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Robert Dawson Keyser | 1291503 | 4 | 07/19/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Rebecca Jane Belicek | 2106922 | 1 | 07/19/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Thomas J Hartfield | 4664847 | 3 | 07/18/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Robert Arthur Farris | 3238929 | 1 | 07/18/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Robert Eades | 2357818 | 3 | 07/18/2024 | Customer Dispute | Pending | $82,000.00 | $0.00 | See FINRA Report |
| Mark Alan Kemp | 2057200 | 15 | 07/18/2024 | Customer Dispute | Pending | $209,816.00 | $0.00 | See FINRA Report |