Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Scott Lesley | 3090243 | 2 | 07/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Baer | 1663820 | 2 | 07/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Samuel Starr | 1893387 | 2 | 07/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Adrian Joe Munoz | 7157118 | 1 | 07/20/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Andrew William Miles | 5986774 | 18 | 07/20/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Gene Earl Griffin | 1637650 | 1 | 07/20/2024 | Customer Dispute | Pending | $71,000.00 | $0.00 | See FINRA Report |
| Robert Thomas Crothers | 1648677 | 2 | 07/19/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| John Anthony Germain | 2706666 | 1 | 07/19/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| T S Thompson | 2588490 | 20 | 07/19/2024 | Customer Dispute | Pending | $495,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 07/19/2024 | Customer Dispute | Settled | $594,986.00 | $0.00 | See FINRA Report |