Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Adam Felicelli | 3156010 | 3 | 07/23/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Clara Zaya | 4631410 | 3 | 07/23/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Fredrik Hans Andersson | 2343890 | 1 | 07/23/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Felipe Juan Antonio Colon | 5462167 | 3 | 07/23/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| T S Thompson | 2588490 | 20 | 07/23/2024 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| T S Thompson | 2588490 | 20 | 07/23/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Eugene Lee Webb | 1851855 | 5 | 07/23/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Thomas Brothers | 2186156 | 4 | 07/23/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Christopher Thomas Brothers | 2186156 | 4 | 07/23/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Matthew John Vanek | 3270671 | 1 | 07/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |