Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Verne Beukelman | 2633169 | 1 | 07/25/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wayne E Fernow | 2159029 | 2 | 07/25/2024 | Customer Dispute | Pending | $225,000.00 | $0.00 | See FINRA Report |
| Francis Dewey Burke | 841681 | 2 | 07/25/2024 | Customer Dispute | Settled | $98,364.10 | $0.00 | See FINRA Report |
| Donald Charles Heaney | 1472828 | 2 | 07/25/2024 | Customer Dispute | Pending | $7,000.00 | $0.00 | See FINRA Report |
| Jeffrey K Johnson | 4769233 | 1 | 07/25/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shane M Johnson | 5533492 | 1 | 07/25/2024 | Customer Dispute | Settled | $98,364.10 | $0.00 | See FINRA Report |
| Ping Shuang Cathy Wu | 4924232 | 5 | 07/25/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Buonanno | 2823332 | 1 | 07/24/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Ivor Thomas | 6556753 | 2 | 07/24/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joel Alexander Minner | 6829281 | 1 | 07/23/2024 | Customer Dispute | Pending | $65,000.00 | $0.00 | See FINRA Report |