Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cesar Agustin Peralta | 2960311 | 1 | 07/26/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Nesaraja Christopher | 5761273 | 2 | 07/26/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark John Williams | 4061842 | 6 | 07/26/2024 | Customer Dispute | Pending | $546,000.00 | $0.00 | See FINRA Report |
| Ramon Lynn Haile | 2010552 | 1 | 07/26/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Andrew Meyers Krieger | 4426141 | 1 | 07/26/2024 | Customer Dispute | Pending | $137,000.00 | $0.00 | See FINRA Report |
| Elliot J Berens | 5464360 | 1 | 07/26/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Henry Eden | 2145727 | 2 | 07/26/2024 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Brannon James Johnson | 6368846 | 1 | 07/25/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffry Alan Vogel | 1633200 | 2 | 07/25/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Kevin Dauphinee | 5847437 | 2 | 07/25/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |