Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Jill Abramson | 2386293 | 1 | 07/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Shawn Richter | 2072599 | 2 | 07/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lanting Wei | 6242083 | 2 | 07/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philippus Theunis van Staden | 4489166 | 15 | 07/29/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| W Stephen Jones | 867147 | 3 | 07/29/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Sandor Lemak | 845891 | 2 | 07/29/2024 | Customer Dispute | Pending | $475,000.00 | $0.00 | See FINRA Report |
| Scott Jeffrey Mason | 1023965 | 7 | 07/29/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Thaddeus Walesa | 1061209 | 15 | 07/29/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Drew Matthew Peacock | 5834481 | 5 | 07/28/2024 | Customer Dispute | Pending | $63,956.00 | $0.00 | See FINRA Report |
| Christopher Thomas Calabresi | 6554389 | 1 | 07/26/2024 | Customer Dispute | Denied | $1,470,180.00 | $0.00 | See FINRA Report |