Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Riley Robert Giauque | 7180635 | 1 | 08/12/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason Keith Norton | 4776196 | 3 | 08/12/2024 | Customer Dispute | Denied | $81,957.00 | $0.00 | See FINRA Report |
| Philippus Theunis van Staden | 4489166 | 15 | 08/12/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Salvatore Bonetti | 4494241 | 4 | 08/12/2024 | Customer Dispute | Pending | $130,000.00 | $0.00 | See FINRA Report |
| Robert Lee Rose | 2874342 | 2 | 08/12/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Rinaldo Diaz-Flores | 4129676 | 4 | 08/09/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Robert W Chen | 4811357 | 1 | 08/09/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Chris Dibari | 3012315 | 3 | 08/09/2024 | Customer Dispute | Pending | $107,040.00 | $0.00 | See FINRA Report |
| Trevor Alexander Fried | 5709772 | 1 | 08/09/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Timothy Higgins | 2374125 | 1 | 08/09/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |