Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eugene Cebron Thompson | 4350479 | 7 | 02/29/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Eugene Cebron Thompson | 4350479 | 7 | 02/29/2024 | Customer Dispute | Pending | $336,002.00 | $0.00 | See FINRA Report |
| John Richard Kendall | 841514 | 3 | 02/29/2024 | Customer Dispute | Pending | $5,001.00 | $0.00 | See FINRA Report |
| W Stephen Jones | 867147 | 3 | 02/29/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Ronald Roy Zeppernick | 2603740 | 2 | 02/29/2024 | Customer Dispute | Denied | $6,052.06 | $0.00 | See FINRA Report |
| Edward Thomas McElwreath | 1111324 | 1 | 02/29/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Thomas Jefferson Pearson | 1580585 | 5 | 02/29/2024 | Customer Dispute | Pending | $5,001.00 | $0.00 | See FINRA Report |
| Edward Pius Kasperavich | 4970038 | 2 | 02/28/2024 | Customer Dispute | Pending | $390,000.00 | $0.00 | See FINRA Report |
| Thomas Ian Rindahl | 3200702 | 1 | 02/28/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Deborah Sue Anderson | 1795405 | 14 | 02/28/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |