Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack Robert Thacker | 2754773 | 19 | 03/01/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Rhonda Karen Holifield | 4548912 | 1 | 03/01/2024 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Cheryl Benton Bott | 5356887 | 1 | 03/01/2024 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Chris David Abeyta | 6403098 | 25 | 03/01/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Debra L Biosca | 4584010 | 3 | 02/29/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Bailey | 1490570 | 1 | 02/29/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Robert Winthrop Outtrim | 830045 | 2 | 02/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Deborah Anne Jackman | 2799705 | 1 | 02/29/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rita Mansour | 1968418 | 7 | 02/29/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Chuck A Roberts | 2064602 | 22 | 02/29/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |