Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Lenert | 4501352 | 1 | 03/01/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Anthony Nole | 1609191 | 2 | 03/01/2024 | Customer Dispute | Pending | $950,000.00 | $0.00 | See FINRA Report |
| Jonas Cash Everett | 2396343 | 1 | 03/01/2024 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Thomas Samuel Lisk | 5010650 | 9 | 03/01/2024 | Customer Dispute | Pending | $100,001.00 | $0.00 | See FINRA Report |
| Thomas Samuel Lisk | 5010650 | 9 | 03/01/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Thomas Samuel Lisk | 5010650 | 9 | 03/01/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Jack Robert Thacker | 2754773 | 19 | 03/01/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jack Robert Thacker | 2754773 | 19 | 03/01/2024 | Customer Dispute | Pending | $141,000.00 | $0.00 | See FINRA Report |
| Jack Robert Thacker | 2754773 | 19 | 03/01/2024 | Customer Dispute | Pending | $100,001.00 | $0.00 | See FINRA Report |
| Jack Robert Thacker | 2754773 | 19 | 03/01/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |