Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Dewey Jackson | 2351290 | 4 | 03/04/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Mark John Williams | 4061842 | 6 | 03/04/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Raymond E Hart | 6333498 | 2 | 03/03/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeremy Todd Lindquist | 3198807 | 4 | 03/03/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Scott Graham | 2581633 | 3 | 03/02/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Randy Lee Birkinbine | 2008599 | 14 | 03/01/2024 | Customer Dispute | Pending | $120,000.00 | $0.00 | See FINRA Report |
| Eric Hoa Chang | 3265369 | 4 | 03/01/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Max Joseph Birkinbine | 6836583 | 2 | 03/01/2024 | Customer Dispute | Pending | $120,000.00 | $0.00 | See FINRA Report |
| Thomas Michael Moran | 709062 | 3 | 03/01/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Freddie Dean Crandall | 1434783 | 1 | 03/01/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |