Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark David Vanderhagen | 1634101 | 1 | 03/05/2024 | Customer Dispute | Pending | $115,000.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Breton | 2802956 | 1 | 03/05/2024 | Customer Dispute | Settled | $45,166.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 03/05/2024 | Customer Dispute | Settled | $302,000.00 | $0.00 | See FINRA Report |
| Per C Furmark | 1617854 | 1 | 03/05/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brent David Yekisa | 5535597 | 1 | 03/05/2024 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Robert Soren Larsen | 1913268 | 3 | 03/05/2024 | Customer Dispute | Pending | $112,000.00 | $0.00 | See FINRA Report |
| Peter David Maller | 2322403 | 7 | 03/05/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kaye Marie Kessler | 1456432 | 1 | 03/05/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael John Sullivan | 5555596 | 2 | 03/04/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Diego Canalda | 2952690 | 2 | 03/04/2024 | Customer Dispute | Denied | $203,478.00 | $0.00 | See FINRA Report |