Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cindy Huynh Ghattas | 5342109 | 1 | 03/06/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Patrick Michael Egan | 2973478 | 5 | 03/06/2024 | Customer Dispute | Pending | $50,001.00 | $0.00 | See FINRA Report |
| Jason Eric Young | 4604338 | 1 | 03/06/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Brandon Wesley Hanna | 6758707 | 7 | 03/06/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Kiffin Scott Anderson | 4668159 | 2 | 03/05/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Lloyd Omohundro | 2415942 | 6 | 03/05/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Elamparithi Rajaguru | 6399655 | 1 | 03/05/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Victoria Jane Watson | 4818232 | 1 | 03/05/2024 | Customer Dispute | Denied | $37,376.00 | $0.00 | See FINRA Report |
| Stephen Charles Krauss | 2356615 | 2 | 03/05/2024 | Customer Dispute | Pending | $16,502.00 | $0.00 | See FINRA Report |
| Justin Woods Raho | 5168156 | 1 | 03/05/2024 | Customer Dispute | Denied | $124,000.00 | $0.00 | See FINRA Report |