Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seth Andrew Nannini | 4406510 | 9 | 03/07/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jeff Alan Conforti | 1624993 | 1 | 03/07/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Norton | 2617985 | 9 | 03/07/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Wendell Holmes Trapp | 6177720 | 12 | 03/07/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Louis Martin Wargo | 1416101 | 6 | 03/07/2024 | Customer Dispute | Pending | $137,000.00 | $0.00 | See FINRA Report |
| Craig Steven Nomberg | 4293515 | 2 | 03/07/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Joshua Leon Jenkins | 6061301 | 10 | 03/07/2024 | Customer Dispute | Settled | $30,153.00 | $0.00 | See FINRA Report |
| David Howard Weinberg | 2801555 | 1 | 03/07/2024 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Andre Lee | 6979193 | 1 | 03/07/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 03/07/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |