Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher John Passero | 2517681 | 10 | 03/08/2024 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Zachary Thomas Musgrave | 6165657 | 1 | 03/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christine Marie Emond | 2081196 | 1 | 03/08/2024 | Customer Dispute | Denied | $29,136.00 | $0.00 | See FINRA Report |
| Jennifer Marie Abate | 4731791 | 1 | 03/08/2024 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Edmund Michael Hughes | 4906249 | 1 | 03/08/2024 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Jason Mitsuda | 6718373 | 1 | 03/08/2024 | Customer Dispute | Pending | $499,000.00 | $0.00 | See FINRA Report |
| Eric Todd Bilitz | 2214828 | 9 | 03/08/2024 | Customer Dispute | Settled | $8,489.81 | $0.00 | See FINRA Report |
| Chris David Abeyta | 6403098 | 25 | 03/08/2024 | Customer Dispute | Pending | $312,834.00 | $0.00 | See FINRA Report |
| Debra L Biosca | 4584010 | 3 | 03/07/2024 | Customer Dispute | Pending | $34,000,000.00 | $0.00 | See FINRA Report |
| Sonia Maria Attkiss | 2936806 | 6 | 03/07/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |