Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sidhant Krishan Nanda | 4249397 | 1 | 03/11/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Arnold Scott | 1086020 | 1 | 03/11/2024 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Joey Dale Miller | 6175826 | 3 | 03/11/2024 | Customer Dispute | Pending | $329,000.00 | $0.00 | See FINRA Report |
| Joseph Tavano | 2789863 | 3 | 03/11/2024 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |
| Karen Irene Schmidt | 5669963 | 2 | 03/11/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Dale Edward Wondisford | 6088117 | 2 | 03/10/2024 | Customer Dispute | Closed-No Action | $6,788.33 | $0.00 | See FINRA Report |
| Kurt Russell Baldry | 1568930 | 4 | 03/10/2024 | Customer Dispute | Pending | $350,500.00 | $0.00 | See FINRA Report |
| Todd Allen Rustman | 2453708 | 1 | 03/09/2024 | Customer Dispute | Pending | $830,000.00 | $0.00 | See FINRA Report |
| Matthew Robert Westberry | 4908745 | 1 | 03/08/2024 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Earls | 1369915 | 8 | 03/08/2024 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |