Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelley Susan Slaught | 1126586 | 1 | 03/13/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Peter Brian Robertson | 1695345 | 3 | 03/13/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Catherine Dale Bearce | 4683252 | 2 | 03/13/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Douglas Mark Frizzell | 2630044 | 1 | 03/13/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brent Christopher Fuchs | 4269916 | 9 | 03/13/2024 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| Michael Christopher McFeeley | 5505995 | 10 | 03/13/2024 | Customer Dispute | Pending | $85,000.00 | $0.00 | See FINRA Report |
| Michael Christopher McFeeley | 5505995 | 10 | 03/13/2024 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Adriano J Pisarri | 5686886 | 1 | 03/13/2024 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 03/13/2024 | Customer Dispute | Settled | $1,150,220.00 | $0.00 | See FINRA Report |
| Angelo Talebi | 2243829 | 42 | 03/13/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |