Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Stafford Eckhardt | 75264 | 6 | 11/30/-0001 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Doyle Lavern Holmes | 1556260 | 6 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Doyle Lavern Holmes | 1556260 | 6 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marion P Porter Brawley | 856366 | 8 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marion P Porter Brawley | 856366 | 8 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wallace Brian MacDermott | 315695 | 6 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Derek Kingshill | 1371915 | 1 | 11/30/-0001 | Customer Dispute | Settled | $23,570.00 | $0.00 | See FINRA Report |
| Peter G Hart | 238684 | 2 | 11/30/-0001 | Customer Dispute | Settled | $24,247.00 | $0.00 | See FINRA Report |
| Mark Joseph Hughes | 1752908 | 2 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Peter Halsch | 728633 | 1 | 11/30/-0001 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |