Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Walter Oliphant | 848002 | 5 | 11/30/-0001 | Customer Dispute | Settled | $24,978.60 | $0.00 | See FINRA Report |
| Jon N Davidson | 61590 | 1 | 11/30/-0001 | Customer Dispute | Settled | $6,137.00 | $0.00 | See FINRA Report |
| John Robert Lawlar | 861795 | 2 | 11/30/-0001 | Customer Dispute | Award / Judgment | $75,000.00 | $15,000.00 | See FINRA Report |
| Andrew Richard Lowe | 864311 | 5 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Randall Colin Schakner | 412521 | 3 | 11/30/-0001 | Customer Dispute | Award / Judgment | $46,422.80 | $4,550.04 | See FINRA Report |
| Edward Kelly Levi | 862732 | 1 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Kepchar | 268212 | 5 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Edward Piccirillo | 835562 | 5 | 11/30/-0001 | Customer Dispute | Award / Judgment | $23,000.00 | $2,000.00 | See FINRA Report |
| Glen Warren Darby | 1197949 | 2 | 11/30/-0001 | Customer Dispute | Settled | $38,582.00 | $0.00 | See FINRA Report |
| Michael Allan Booth | 1001708 | 2 | 11/30/-0001 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |