Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay Thomas Stainsby | 716959 | 4 | 11/30/-0001 | Customer Dispute | Award / Judgment | $0.00 | $22,000.00 | See FINRA Report |
| Jay Thomas Stainsby | 716959 | 4 | 11/30/-0001 | Customer Dispute | Award / Judgment | $0.00 | $25,000.00 | See FINRA Report |
| Stuart Myles Godin | 223476 | 9 | 11/30/-0001 | Customer Dispute | Settled | $1,850,000.00 | $0.00 | See FINRA Report |
| Rudolph Richard Commans | 51717 | 1 | 11/30/-0001 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Mark Alvin Farsdahl | 710594 | 1 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Anderson Gunter | 1531537 | 4 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Leigh Anderson | 5573 | 4 | 11/30/-0001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Lambert Otten | 1192252 | 1 | 11/30/-0001 | Customer Dispute | Award / Judgment | $29,644.30 | $13,025.00 | See FINRA Report |
| Theodore E Larson | 303021 | 42 | 11/30/-0001 | Customer Dispute | Settled | $513,780.00 | $0.00 | See FINRA Report |
| Theodore E Larson | 303021 | 42 | 11/30/-0001 | Customer Dispute | Settled | $514,445.00 | $0.00 | See FINRA Report |