Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Collins | 51366 | 6 | 01/24/1973 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| Edward Reed Laughlin | 303560 | 4 | 12/01/1972 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Paul Ruthfield | 407948 | 1 | 05/01/1972 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See FINRA Report |
| Jack Dempster Drake | 71664 | 1 | 05/01/1971 | Customer Dispute | Award / Judgment | $26,725.00 | $15,286.50 | See FINRA Report |
| Theodore Stagg | 433193 | 9 | 04/13/1970 | Customer Dispute | Settled | $167,773.00 | $0.00 | See FINRA Report |
| Ronald Mark Berman | 19728 | 12 | 01/01/1969 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Langdon Bailey | 10165 | 4 | 03/01/1968 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arnold Mark Rudiger | 800390 | 4 | 06/01/1944 | Customer Dispute | Award / Judgment | $10,000.00 | $400.00 | See FINRA Report |
| Craig Lee Carson | 41892 | 23 | 06/20/1907 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| David Lawrence Difiore | 2201173 | 1 | 01/19/1905 | Customer Dispute | Award / Judgment | $6,357.75 | $4,362.75 | See FINRA Report |