Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Rex Ritzman | 400331 | 3 | 07/01/1977 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Emanuel Edward Marmer | 320363 | 2 | 04/07/1977 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Herbert Armin Reznikoff | 1066895 | 9 | 02/24/1977 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Tota | 448374 | 3 | 10/01/1976 | Customer Dispute | Award / Judgment | $20,000.00 | $8,000.00 | See FINRA Report |
| Robert Rex Ritzman | 400331 | 3 | 09/01/1976 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Sidney Pareira | 356287 | 5 | 06/04/1976 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Eugene Donald Faierman | 203944 | 6 | 06/01/1976 | Customer Dispute | Settled | $11,500.00 | $0.00 | See FINRA Report |
| Robert Gottdener | 226341 | 1 | 04/15/1976 | Customer Dispute | Award / Judgment | $0.00 | $18,750.00 | See FINRA Report |
| Neil Merle Moss | 730301 | 1 | 01/01/1976 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Irl Konst | 273746 | 2 | 01/01/1976 | Customer Dispute | Settled | $42,500.00 | $0.00 | See FINRA Report |