Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Francis Buckley | 34503 | 4 | 12/01/1978 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Michael George O'Dair | 350959 | 3 | 10/01/1978 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Melvin Jack Loeser | 311636 | 3 | 07/14/1978 | Customer Dispute | Award / Judgment | $11,000.00 | $11,902.80 | See FINRA Report |
| Brian Charles Coffin | 843347 | 2 | 06/14/1978 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Farwell Howe | 862291 | 3 | 03/01/1978 | Customer Dispute | Award / Judgment | $0.00 | $3,243.00 | See FINRA Report |
| Douglas Gorden Green | 1042757 | 1 | 01/01/1978 | Customer Dispute | Award / Judgment | $2,000.00 | $2,000.00 | See FINRA Report |
| Lucian Philip Madda | 1120945 | 3 | 01/01/1978 | Customer Dispute | Award / Judgment | $9,000.00 | $0.00 | See FINRA Report |
| Ronald John Backe | 9686 | 1 | 10/12/1977 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Mark Steven Gardner | 832102 | 11 | 10/03/1977 | Customer Dispute | Award / Judgment | $6,011.00 | $1,200.00 | See FINRA Report |
| David Saul Minker | 336377 | 8 | 10/01/1977 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |