Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Gant | 1273707 | 2 | 04/13/1979 | Customer Dispute | Award / Judgment | $19,900.00 | $20,000.00 | See FINRA Report |
| Anthony Sunwall Rockwell | 402113 | 3 | 04/01/1979 | Customer Dispute | Award / Judgment | $70,493.00 | $70,493.00 | See FINRA Report |
| Lucian Philip Madda | 1120945 | 3 | 03/01/1979 | Customer Dispute | Award / Judgment | $9,000.00 | $7,500.00 | See FINRA Report |
| Fred Joseph Gennelly | 823668 | 2 | 02/02/1979 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Gerald W Good | 833143 | 2 | 01/01/1979 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larmon Parker | 2207903 | 1 | 01/01/1979 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Philip Irwin Lewis | 1234516 | 4 | 01/01/1979 | Customer Dispute | Award / Judgment | $0.00 | $7,331.50 | See FINRA Report |
| Robert Jay Becker | 16418 | 9 | 01/01/1979 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Robert Jay Becker | 16418 | 9 | 01/01/1979 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Richard Laurence Sandor | 1011766 | 1 | 12/19/1978 | Customer Dispute | Award / Judgment | $305,259.00 | $118,952.00 | See FINRA Report |