Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Irwin Lewis | 1234516 | 4 | 01/01/1980 | Customer Dispute | Award / Judgment | $6,135.00 | $5,000.00 | See FINRA Report |
| Robert Lewis Lapp | 302467 | 1 | 12/01/1979 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roger Berry Smith | 428859 | 7 | 12/01/1979 | Customer Dispute | Settled | $208,321.00 | $0.00 | See FINRA Report |
| Monroe Joseph Citrenbaum | 47125 | 2 | 10/01/1979 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Robert Jay Becker | 16418 | 9 | 09/22/1979 | Customer Dispute | Award / Judgment | $4,000.00 | $4,000.00 | See FINRA Report |
| Terry Dale Lester | 817499 | 14 | 07/01/1979 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Christopher Stephen Pilalas | 812714 | 7 | 06/23/1979 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Reed Felton | 830224 | 1 | 06/01/1979 | Customer Dispute | Settled | $61,000.00 | $0.00 | See FINRA Report |
| Richard Allen Lefauve | 838303 | 2 | 06/01/1979 | Customer Dispute | Pending | $108,750.00 | $0.00 | See FINRA Report |
| Brian Richard Bennett | 821115 | 7 | 04/23/1979 | Customer Dispute | Award / Judgment | $5,040.00 | $5,040.00 | See FINRA Report |