Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Edward Buie | 34891 | 1 | 08/25/1980 | Customer Dispute | Award / Judgment | $2,160,000.00 | $24,167.00 | See FINRA Report |
| David Leonard Hannett | 236025 | 5 | 08/01/1980 | Customer Dispute | Award / Judgment | $19,500.00 | $10,436.90 | See FINRA Report |
| Charles David Kreider | 1065388 | 2 | 05/20/1980 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Robert Mac Gowan Tobey | 447418 | 2 | 05/01/1980 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dennis Carroll Labbe | 300036 | 4 | 04/28/1980 | Customer Dispute | Settled | $84,400.00 | $0.00 | See FINRA Report |
| Chalkley Jay Hambleton | 1709059 | 1 | 04/01/1980 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Richard Cross | 57630 | 1 | 04/01/1980 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| James Keith Butler | 1418003 | 1 | 03/14/1980 | Customer Dispute | Award / Judgment | $12,503.30 | $2,370.00 | See FINRA Report |
| Richard Arthur Golub | 224804 | 2 | 03/01/1980 | Customer Dispute | Award / Judgment | $14,000.00 | $14,000.00 | See FINRA Report |
| Frank Peter Thometz | 445528 | 2 | 02/15/1980 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |