Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karl Gustav Seelaus | 417902 | 1 | 09/01/1981 | Customer Dispute | Award / Judgment | $5,000.00 | $4,800.00 | See FINRA Report |
| Rodney Steven Wilhite | 1058044 | 1 | 08/31/1981 | Customer Dispute | Award / Judgment | $0.00 | $4,864.00 | See FINRA Report |
| James Michael Gordon | 850973 | 2 | 08/06/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Scott Ellspermann | 200049 | 2 | 08/01/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald James Kellen | 266469 | 11 | 07/24/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Frederic Kruse | 858754 | 1 | 07/15/1981 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Allan Sanford Gordon | 225635 | 4 | 06/05/1981 | Customer Dispute | Pending | $10,798,800.00 | $0.00 | See FINRA Report |
| Timothy John Callahan | 838542 | 1 | 06/01/1981 | Customer Dispute | Award / Judgment | $0.00 | $3,815.60 | See FINRA Report |
| Thomas John Gagner | 216422 | 3 | 05/05/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Brunner | 1064435 | 2 | 05/01/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |