Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Chester Glass | 222768 | 4 | 11/01/1981 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Paul Burton Hassler | 858435 | 5 | 10/31/1981 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Philip Gerard Sammon | 843337 | 2 | 10/17/1981 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michael Robert Gorrell | 803135 | 17 | 10/15/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brent Willson Berry | 20169 | 3 | 10/12/1981 | Customer Dispute | Award / Judgment | $69,818.60 | $69,818.60 | See FINRA Report |
| Eric William Bunker | 838539 | 3 | 10/01/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Denis Fitzpatrick | 209158 | 2 | 09/08/1981 | Customer Dispute | Award / Judgment | $116,795.00 | $119,398.00 | See FINRA Report |
| Irwin D Wolf | 827681 | 1 | 09/01/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven E Spiesberger | 856203 | 1 | 09/01/1981 | Customer Dispute | Settled | $312,381.00 | $0.00 | See FINRA Report |
| Michael Dennis Wilk | 467054 | 1 | 09/01/1981 | Customer Dispute | Award / Judgment | $50,000.00 | $34,832.40 | See FINRA Report |