Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edmund Colwell McNeil | 1112322 | 3 | 01/10/1982 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| William Joseph Butcher | 37105 | 1 | 01/01/1982 | Customer Dispute | Award / Judgment | $8,000.00 | $5,000.00 | See FINRA Report |
| Haynes Lentz Kendall | 1274737 | 3 | 01/01/1982 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Ghinazzi | 815505 | 1 | 01/01/1982 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| John Rockwell Allen | 3381 | 1 | 01/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Elmer Cleveland | 1401876 | 1 | 01/01/1982 | Customer Dispute | Award / Judgment | $12,000.00 | $12,600.00 | See FINRA Report |
| Everette Maurice Hardee | 844702 | 5 | 01/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Maureen Ignatia Berry | 834117 | 26 | 01/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Winston Petersen | 361239 | 2 | 01/01/1982 | Customer Dispute | Award / Judgment | $56,000.00 | $56,000.00 | See FINRA Report |
| Anthony Conti | 52743 | 4 | 01/01/1982 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |