Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Hugo Magnuson | 1910298 | 5 | 03/16/1982 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See FINRA Report |
| Paul Hugo Magnuson | 1910298 | 5 | 03/16/1982 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See FINRA Report |
| Terry Lee Haggerty | 728634 | 11 | 03/15/1982 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Arthur Obermeier | 350245 | 4 | 03/08/1982 | Customer Dispute | Settled | $38,724.00 | $0.00 | See FINRA Report |
| Ronny Lynn Knight | 272435 | 3 | 03/01/1982 | Customer Dispute | Settled | $74,805.00 | $0.00 | See FINRA Report |
| Charles James Reimer | 838151 | 5 | 03/01/1982 | Customer Dispute | Award / Judgment | $50,000.00 | $10,000.00 | See FINRA Report |
| Theodorus Burger | 828390 | 7 | 03/01/1982 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Ronald Stephen Polanski | 809755 | 3 | 02/19/1982 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| John Daniel Brinker | 30700 | 3 | 02/17/1982 | Customer Dispute | Award / Judgment | $450,000.00 | $250,000.00 | See FINRA Report |
| Thomas Herman Moore | 339328 | 2 | 02/03/1982 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |