Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Tyler Sangston | 410563 | 7 | 06/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Anthony Fausti | 205163 | 5 | 06/01/1982 | Customer Dispute | Settled | $68,000.00 | $0.00 | See FINRA Report |
| Ralph Michael Kelmon | 846141 | 2 | 05/26/1982 | Customer Dispute | Award / Judgment | $41,986.30 | $20,000.00 | See FINRA Report |
| John Arthur Kuhlman, Jr | 859650 | 3 | 05/01/1982 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |
| James Peter Kaffen | 841929 | 1 | 05/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Jay Robbins | 400635 | 1 | 04/26/1982 | Customer Dispute | Settled | $13,500,000.00 | $0.00 | See FINRA Report |
| Dale Underhill | 451585 | 2 | 04/20/1982 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Raymond Anthony Everding | 702712 | 1 | 04/01/1982 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Robert William Kuech | 874818 | 2 | 03/24/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Robert Hambrecht | 234793 | 4 | 03/16/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |