Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leonard Allen Goldberg | 223972 | 9 | 09/13/1982 | Customer Dispute | Settled | $33,000.00 | $0.00 | See FINRA Report |
| Marvin Alan Bergstrom | 19385 | 7 | 09/10/1982 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Gregory Daniel Fitzpatrick | 209149 | 3 | 09/09/1982 | Customer Dispute | Award / Judgment | $0.00 | $6,166.36 | See FINRA Report |
| Howard Okeefe Graham | 717332 | 7 | 09/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Allan Silverman | 809984 | 1 | 09/01/1982 | Customer Dispute | Award / Judgment | $15,212.00 | $0.00 | See FINRA Report |
| Brent Stanford Silber | 707764 | 1 | 09/01/1982 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Robert Luther Hand | 714038 | 1 | 09/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Barry Tucker | 450075 | 5 | 08/27/1982 | Customer Dispute | Settled | $82,969.60 | $0.00 | See FINRA Report |
| Leonard Allen Goldberg | 223972 | 9 | 08/03/1982 | Customer Dispute | Settled | $147,000.00 | $0.00 | See FINRA Report |
| Robert Roper Faulkner | 205115 | 3 | 08/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |