Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marion P Porter Brawley | 856366 | 8 | 11/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Alan Blatz | 706158 | 6 | 11/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Weinstein | 462011 | 2 | 11/01/1982 | Customer Dispute | Award / Judgment | $6,100.00 | $6,100.00 | See FINRA Report |
| Thomas Sylva Turcotte | 1589874 | 5 | 10/27/1982 | Customer Dispute | Award / Judgment | $10,000.00 | $10,000.00 | See FINRA Report |
| Thomas Sylva Turcotte | 1589874 | 5 | 10/27/1982 | Customer Dispute | Award / Judgment | $10,000.00 | $10,000.00 | See FINRA Report |
| Alan Lester Sachs | 822368 | 3 | 09/24/1982 | Customer Dispute | Settled | $1,914,800.00 | $0.00 | See FINRA Report |
| Emmanuel D Agorastos | 1823 | 6 | 09/23/1982 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Thomas P Coleman | 50846 | 4 | 09/21/1982 | Customer Dispute | Award / Judgment | $12,000.00 | $13,000.00 | See FINRA Report |
| Blaise Joseph Masone | 322349 | 1 | 09/20/1982 | Customer Dispute | Award / Judgment | $970.59 | $0.00 | See FINRA Report |
| Morris Thomas Hudson | 252162 | 2 | 09/17/1982 | Customer Dispute | Settled | $92,862.20 | $0.00 | See FINRA Report |