Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Paul Lazzaro | 304489 | 9 | 12/10/1982 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Albert F Schreck | 719389 | 2 | 12/07/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas W Alison | 3005 | 35 | 12/04/1982 | Customer Dispute | Settled | $87,000.00 | $0.00 | See FINRA Report |
| Edward Gerald Schwarz | 843622 | 2 | 12/02/1982 | Customer Dispute | Award / Judgment | $65,000.00 | $225,150.00 | See FINRA Report |
| Tom Earl Barnes | 819261 | 2 | 11/29/1982 | Customer Dispute | Settled | $176,000.00 | $0.00 | See FINRA Report |
| Thomas W Alison | 3005 | 35 | 11/29/1982 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See FINRA Report |
| Kenneth George Catanella | 43254 | 15 | 11/27/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald John Hannis | 236047 | 3 | 11/01/1982 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See FINRA Report |
| John Robert Stewart | 860764 | 3 | 11/01/1982 | Customer Dispute | Award / Judgment | $355,280.00 | $350,000.00 | See FINRA Report |
| Marion P Porter Brawley | 856366 | 8 | 11/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |