Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Smith Mosher | 341322 | 2 | 01/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frederic Hunter Devinney | 66638 | 2 | 01/01/1983 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Everette Maurice Hardee | 844702 | 5 | 01/01/1983 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Holly Lee Hendrix | 836958 | 10 | 01/01/1983 | Customer Dispute | Award / Judgment | $80,000.00 | $10,000.00 | See FINRA Report |
| Patrick Michael Ryan | 408262 | 1 | 01/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth George Catanella | 43254 | 15 | 01/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Michael Phillips | 362671 | 8 | 01/01/1983 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Robert Matthew Kreifels | 817558 | 1 | 01/01/1983 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Fredrick Thomas Wollman | 719555 | 5 | 01/01/1983 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Zenas Norman Gurley | 232175 | 2 | 01/01/1983 | Customer Dispute | Settled | $3,300,000.00 | $0.00 | See FINRA Report |