Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Stafford | 433163 | 9 | 04/15/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Hugo Magnuson | 1910298 | 5 | 04/15/1983 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See FINRA Report |
| Ira Gansler | 217393 | 6 | 04/15/1983 | Customer Dispute | Award / Judgment | $0.00 | $1,916,310.00 | See FINRA Report |
| Eugene Abraham Naparst | 344859 | 3 | 04/10/1983 | Customer Dispute | Award / Judgment | $13,517.80 | $14,000.00 | See FINRA Report |
| Lora Lucas Gunn | 717924 | 1 | 04/01/1983 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Glenn Harvey Fischer | 1042069 | 2 | 04/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frampton Lee Johnston | 722794 | 1 | 03/22/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth George Catanella | 43254 | 15 | 03/21/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Gunner Olsen | 1023705 | 1 | 03/14/1983 | Customer Dispute | Settled | $821,517.00 | $0.00 | See FINRA Report |
| David Barnes Ryan | 408092 | 1 | 03/08/1983 | Customer Dispute | Award / Judgment | $201,331.00 | $48,447.00 | See FINRA Report |