Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Alan Lyons | 1338685 | 4 | 06/13/1983 | Customer Dispute | Award / Judgment | $2,280.00 | $856.69 | See FINRA Report |
| Clyde Dennis Wiggins | 720157 | 4 | 06/01/1983 | Customer Dispute | Settled | $33,000.00 | $0.00 | See FINRA Report |
| Marla Noel Harvey-Guin | 1186598 | 3 | 06/01/1983 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
| John Daniel Brinker | 30700 | 3 | 06/01/1983 | Customer Dispute | Award / Judgment | $65,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Stafford | 433163 | 9 | 05/27/1983 | Customer Dispute | Settled | $4,500,000.00 | $0.00 | See FINRA Report |
| Charles Wayne Shaeffer | 419498 | 7 | 05/27/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ira Gansler | 217393 | 6 | 05/27/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Hankins | 1062164 | 1 | 05/16/1983 | Customer Dispute | Award / Judgment | $13,000.00 | $10,421.50 | See FINRA Report |
| Uri Zarif | 717502 | 2 | 05/12/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David John Williams | 1058743 | 1 | 05/10/1983 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |