Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nathan Ward Clark | 5067802 | 1 | 03/14/2024 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Thomas Marek Billington | 5352766 | 2 | 03/14/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas J Franco | 4332448 | 2 | 03/14/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Barry Lipschutz | 2824722 | 1 | 03/14/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Bradley Scot Frisk | 5957389 | 2 | 03/14/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Ashley Charles Woodard | 4703144 | 19 | 03/14/2024 | Customer Dispute | Pending | $499,999.00 | $0.00 | See FINRA Report |
| Candace Tiffany Huston | 6908735 | 1 | 03/14/2024 | Customer Dispute | Pending | $49,950.00 | $0.00 | See FINRA Report |
| Anthony Mesquit | 5210309 | 1 | 03/14/2024 | Customer Dispute | Pending | $49,950.00 | $0.00 | See FINRA Report |
| Barry Jay Erlich | 1942574 | 1 | 03/14/2024 | Customer Dispute | Denied | $5,713.00 | $0.00 | See FINRA Report |
| Caleb Des Miranda | 7597313 | 2 | 03/13/2024 | Customer Dispute | Settled | $139.30 | $0.00 | See FINRA Report |