Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Constantine Bastunas | 14549 | 1 | 08/05/1983 | Customer Dispute | Award / Judgment | $0.00 | $22,000.00 | See FINRA Report |
| Kenneth George Catanella | 43254 | 15 | 08/04/1983 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Robert Howard Hutchins | 254047 | 5 | 08/01/1983 | Customer Dispute | Settled | $197,813.00 | $0.00 | See FINRA Report |
| John Marshall Mabee | 806198 | 4 | 08/01/1983 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Richard John Williams | 468173 | 3 | 08/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth George Catanella | 43254 | 15 | 08/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Arnold Pomerantz | 365450 | 2 | 07/31/1983 | Customer Dispute | Award / Judgment | $60,000.00 | $30,000.00 | See FINRA Report |
| Duane Merrill Garman | 710680 | 1 | 07/29/1983 | Customer Dispute | Award / Judgment | $46,830.50 | $30,558.80 | See FINRA Report |
| Scott Peter Lowry | 313641 | 1 | 07/20/1983 | Customer Dispute | Award / Judgment | $0.00 | $21,830.00 | See FINRA Report |
| Beauchamp B Johnson | 259052 | 2 | 07/15/1983 | Customer Dispute | Award / Judgment | $182,187.00 | $10,000.00 | See FINRA Report |