Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dan Alan Camphausen | 39460 | 10 | 12/03/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Patrick Adams | 1083455 | 1 | 12/01/1983 | Customer Dispute | Award / Judgment | $58,000.00 | $58,000.00 | See FINRA Report |
| Joanne Cochran Pheil-Hawkins | 1073784 | 3 | 12/01/1983 | Customer Dispute | Settled | $55,491.00 | $0.00 | See FINRA Report |
| Larimore Eugene Madry | 835105 | 1 | 12/01/1983 | Customer Dispute | Award / Judgment | $80,000.00 | $10,000.00 | See FINRA Report |
| Thomas Paul Anderson | 1887172 | 1 | 11/28/1983 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Brad Louis Zigler | 1263008 | 2 | 11/17/1983 | Customer Dispute | Award / Judgment | $36,720.00 | $19,740.00 | See FINRA Report |
| Thomas Wayne Ottman | 1010394 | 5 | 11/01/1983 | Customer Dispute | Award / Judgment | $33,525.00 | $15,150.00 | See FINRA Report |
| Larry Leonard Gruebmeyer | 708577 | 1 | 11/01/1983 | Customer Dispute | Award / Judgment | $9,519.00 | $7,400.00 | See FINRA Report |
| John Bernard Kelly | 1114573 | 4 | 11/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Holly Lee Hendrix | 836958 | 10 | 11/01/1983 | Customer Dispute | Award / Judgment | $0.00 | $10,000.00 | See FINRA Report |