Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Stafford | 433163 | 9 | 12/30/1983 | Customer Dispute | Settled | $595,000.00 | $0.00 | See FINRA Report |
| Charles Wayne Shaeffer | 419498 | 7 | 12/30/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tony Michael Penzone | 359945 | 10 | 12/30/1983 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ira Gansler | 217393 | 6 | 12/30/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Stafford | 433163 | 9 | 12/21/1983 | Customer Dispute | Settled | $31,500,000.00 | $0.00 | See FINRA Report |
| Charles Wayne Shaeffer | 419498 | 7 | 12/21/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ira Gansler | 217393 | 6 | 12/21/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerry Wolf Czin | 59661 | 7 | 12/08/1983 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Stafford | 433163 | 9 | 12/07/1983 | Customer Dispute | Settled | $2,080,000.00 | $0.00 | See FINRA Report |
| Charles Wayne Shaeffer | 419498 | 7 | 12/07/1983 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |